Consumer Duty and the next phase of advice regulation
Solution: Suitability, Advice Quality & File Reviews
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Rethinking ongoing advice to deliver client value
TCC Group CEO Joe Norburn explains why firms need always-on, data-led evidencing of ongoing advice delivery to meet the FCA’s…
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Always Finance News: Why reviewing the past must be a strategic focus for financial advice firms
TCC Group’s Jason Wintie explains why the FCA’s softer tone on ongoing advice reviews doesn’t lessen firms’ obligations to identify…
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Preparing for the motor finance redress scheme is critical
Waiting for the FCA’s final motor finance redress scheme rules is a high-risk strategy. TCC’s Chief Commercial Officer Garry Evans…
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“Show me, don’t tell me”: How AI is transforming compliance
TCC and Recordsure explain why regulators now expect firms to prove compliance with data, not simply assert it, and how…
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Turning motor finance compliance into an opportunity
Learn how early preparation for the FCA’s motor finance redress scheme reduces operational stress, and see practical steps spanning portfolio…
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Understanding the FCA changes impacting motor finance firms
Understand the FCA’s motor finance redress consultation, including how affected customers are identified and redress calculated, and get three practical…
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The role of generative and predictive AI in wealth management
Learn the practical difference between predictive and generative AI, why combining both is essential for wealth management compliance, and how…
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Turning no change reviews into insightful compliance opportunities
Find out why annual no change suitability reviews carry hidden risk, how AI can speed up file checking, and what…
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Tech insights: Secrets of AI Agents
Discover why AI agents aren’t new, how software agents evolved from 1950s concepts into today’s agentic frameworks, and what genuinely…