FPS: Fragmented Financial Crime Oversight is Creating New Risks
At the Fraud Prevention Summit, TCC Group CEO Joe Norburn highlights why fragmented financial crime oversight has become a material…
Solution: Suitability, Advice Quality & File Reviews
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Why no-loss outcomes still signal risk in defined benefit transfer redress
Rising gilt yields have turned many defined benefit transfer cases into no-loss results, but that outcome can shift again. Learn…
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A-Team insight: AI in financial services
TCC Group CEO Joe Norburn features in an A-Team Insight article explaining why AI governance, not adoption, is now the…
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What the FCA’s latest ongoing advice focus means for firms
Learn why the FCA is shifting ongoing advice from process-led delivery to evidencing genuine outcomes, what CP26/10’s proposed changes to…
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Always Finance News: AI in financial services
Joe Norburn explains why the real challenge in financial services AI is no longer adoption but ensuring data is reliable,…
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Ongoing advice: Navigating the FCA’s areas of focus
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Why ongoing advice is facing a regulatory reset
See why the FCA’s new regulatory priorities push ongoing advice into an evidencing phase, and what firms need to demonstrate…
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TCC Group: FCA Review Impact on Advice & Wealth Firms
TCC Group CEO Joe Norburn discusses the FCA’s consolidation review in Wealth DFM, examining what growing consolidation in the advice…
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Key takeaways from CP26/10: Simplifying pensions and investment
Get a concise breakdown of the FCA’s CP26/10 proposals to consolidate COBS 9 and 9A, simplify client information requirements and…
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Modernising consumer redress: What FCA CP26/9 means for firms