Watch on-demand: Sessions with our compliance experts
Browse TCC’s on-demand session library covering governance, redress, Consumer Duty, vulnerable customers and suitability, and use these expert recaps to…
Solution: Consumer Duty
-
-
FCA’s Value for Money Framework Gathers Pace
The next phase of the FCA’s Value for Money (VFM) framework consultation is underway. We analyze the shift towards holistic,…
-
Rethinking ongoing advice to deliver client value
TCC Group CEO Joe Norburn explains why firms need always-on, data-led evidencing of ongoing advice delivery to meet the FCA’s…
-
Always Finance News: Leveraging predictive AI to drive value from financial compliance
TCC Group’s CEO explains how combining predictive AI with generative AI can help firms close Consumer Duty compliance gaps and…
-
Always Finance News: Why reviewing the past must be a strategic focus for financial advice firms
TCC Group’s Jason Wintie explains why the FCA’s softer tone on ongoing advice reviews doesn’t lessen firms’ obligations to identify…
-
Financial wellbeing needs a tailored approach: The FCA’s vision for financial services
The FCA’s vision for financial wellbeing requires firms to move beyond generic advice. We examine Deputy CEO Sarah Pritchard’s address…
-
Lessons from the FCA’s review into consolidation
-
The role of generative and predictive AI in wealth management
Learn the practical difference between predictive and generative AI, why combining both is essential for wealth management compliance, and how…
-
Tech insights: Secrets of AI Agents
Discover why AI agents aren’t new, how software agents evolved from 1950s concepts into today’s agentic frameworks, and what genuinely…
-
Turning suitability reviews into a strategic advantage
See the poll results revealing how many advice files need rework after a suitability review, what the FCA expects on…