Regulatory due diligence
Discover how TCC Group’s deep regulatory due diligence and cultural assessment helped a large financial planner identify material risks and…
Service: Advisory
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RegTech enabled Past Business Review
Using a bespoke combination of AI, robotics and case management technology, TCC Group reduced manual review times from six hours…
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Programme management of regulatory risk and remediation
By deploying an experienced Programme Director, TCC Group established robust governance, reporting and risk management frameworks to support the successful…
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Getting GDPR ready
Learn how TCC Group’s comprehensive data review and implementation plan enabled a leading mortgage provider to achieve full GDPR compliance…
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Defined benefit transfers
Discover how TCC Group’s actuarial experts delivered rapid, defensible defined benefit transfer loss assessments within a tight two-week timeframe, satisfying…
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Customer remediation: Defined benefit pensions
Drawing on a pool of more than 30,000 pre-vetted contractors, TCC Group mobilised a team of 78 pension specialists and…
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Culture & conduct risk assessment
Discover how TCC Group’s culture and conduct risk assessment helped a fast-growing financial firm align cultures across acquired businesses, improving…
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Compliance review and remediation
Following a detailed review of controls, systems and processes, TCC Group developed and implemented a targeted remediation plan, helping the…
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Improving compliance monitoring with conduct risk reviews
Learn how TCC Group’s conduct risk reviews and compliance monitoring support helped a leading insurer satisfy the FCA, upskill its…
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Designing a more effective and efficient compliance function
Discover how TCC Group redesigned a compliance function for a leading consumer credit firm, establishing clear governance and strengthening regulatory…