AML Review & Remediation
Using a phased review of customer due diligence controls, ongoing monitoring practices and enhanced due diligence processes, TCC Group provided…
Service: Advisory
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AML Customer Due Diligence Review
Using a phased review of customer due diligence controls, policies and ongoing monitoring processes, TCC Group provided independent assurance, identified…
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Acquisition due diligence
Using a risk-based sampling methodology and deep sector expertise, TCC Group evaluated a representative portfolio of cases to quantify potential…
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Meeting MiFID II rules with help from expert team
Discover how a flexible, expert-led approach to MiFID II implementation enabled a large advisory network to achieve full compliance ahead…
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Insurance Edge: Consumer Duty three years on
Reflect on three years of the FCA’s Consumer Duty in the insurance sector, and learn how leaders are shifting from…
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FCA highlights value concerns in legacy pension products
The FCA has urged pension providers to review legacy unit-linked products. Under the Consumer Duty, firms must address complex charging…
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BNPL regulation has arrived: the compliance challenge now is proving good customer outcomes
BNPL is now fully regulated, but authorisation is only the start: firms must evidence affordability, vulnerability support and customer understanding…
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How foreseeable harm is changing under Consumer Duty
Consumer Duty is shifting the focus from reacting to harm to anticipating it. Firms are increasingly expected to identify signs…
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Customer journeys and vulnerability lessons from the FCA’s basic bank account review
Lessons from the FCA’s basic bank account mystery shopping review, showing why good customer outcomes depend on testing journeys in…
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The Mills Review could reshape AI governance in financial services
Understand how the FCA’s landmark Mills Review on artificial intelligence could reshape compliance, governance, and accountability frameworks in financial services…