Failing Consumer Duty with renewal barriers
Service: Advisory
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What firms should take from the FCA’s latest portfolio strategy letter
TCC’s Technical Director David Boyhan examines the FCA’s October 2024 portfolio strategy letter for financial advisers and investment intermediaries, highlighting…
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How advice firms should navigate the AI journey
A short guide for financial advice firms weighing up the growing number of AI tools on the market, explaining the…
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Five key priorities for long-term Consumer Duty success
Following our recent Consumer Duty forum, we outline five key priorities for long-term success. Discover insights on embedding governance, managing…
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Consumer Duty: What does the FCA expect from ongoing advice services?
What firms can expect after the FCA wrote to major advice firms about ongoing advice charges, with practical steps to…
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Assessing vulnerability: How can firms help mitigate risks of DIY SIPPs?
Learn what a Financial Ombudsman Service ruling on DIY SIPPs means for firms’ safeguarding duties towards vulnerable customers, and how…
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Equity Release: Get your five-step guide to Consumer Duty compliance
Download our exclusive guide containing five crucial steps to help equity release and later life mortgage providers align their advice…
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Regulatory due diligence: Examining firms’ priorities for 2024
David Boyhan of TCC explains why the FCA’s focus for regulatory due diligence is shifting as DB transfers become business…
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Four steps to building an effective Retirement Income proposition
With the FCA intensifying its focus on retirement income advice, firms must review their processes. TCC’s David Boyhan outlines four…
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Delivering better customer outcomes under the Consumer Duty
A reminder from the FCA that the Consumer Duty is an ongoing commitment, not a one-off project, with closed products…