Preparing the motor finance industry for the surge in complaints
The Supreme Court’s ruling on motor finance commission has prompted the FCA to consult on a compensation scheme. This explains…
Service: Managed services
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Preparing the motor finance industry for the surge in commission complaints
TCC examines the Court of Appeal’s motor finance commission ruling and the FCA’s expected redress scheme, setting out what brokers…
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Redefining ongoing advice servicing oversight
TCC and Recordsure used AI to cut an Australian remediation programme from six years to under one, at less than…
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Why it’s time to rethink your approach to ongoing advice services
Ongoing advice is no longer something firms can manage quietly. This sets out what the FCA’s reviews have found so…
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Ongoing advice remains high on the regulator’s radar
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Motor finance redress: Is your firm ready?
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FCA’s Review: Wealth Managers surprised by positive findings
Explore expert insights on the FCA’s ongoing advice review. Learn about remaining compliance risks, adviser attestation, and why relying on…
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A Growth Agenda is Good for the Consolidation Market
In Money Marketing, TCC’s Technical Director David Boyhan examines the wealth management consolidation market, analyzing how enhanced data quality supports…
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Part 3: FCA’s ongoing advice services review: long term compliance
Learn about long-term compliance in wealth management. Explore proportional file sampling, data collection challenges, and the potential impact of client…
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Part 2: FCA’s ongoing advice services review: next steps for wealth managers
Discover the evidence wealth managers need to comply with the FCA’s ongoing advice services review. Learn about client categorisation, legacy…